Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Donald
Ray MIDDLEBROOKS
Classification: Murderer
Characteristics: Torture
Number of victims: 1
Date of murder: April 26, 1987
Date of arrest: 2 days after
Date of birth: July 30, 1962
Victim profile: Kerrick Majors, 14
Method of murder: Stabbing with knife
Location: Davidson County, Tennessee, USA
Status: Sentenced to death on September 22, 1989
United States Court of Appeals For the Sixth Circuit
The Court of Criminal Appeals of Tennessee At Nashville
Donald Ray Middlebrooks was convicted of
torturing and murdering 14-year-old Kerrick Majors in 1987. The teen's
naked body was found beaten, stabbed, choked, raped with a stick,
slashed in an "X" pattern on the chest, urinated upon and lying under
a mattress in a dry creek bed in east Nashville.
Supreme Court Upholds Middlebrooks Death Sentence
Tncourts.gov
July 6, 1999
In a decision released Monday, a unanimous
Tennessee Supreme Court upheld the death sentence of Donald Ray
Middlebrooks, who was sentenced to death for torturing and murdering a
14 year-old Nashville boy in 1987. The court rejected alleged numerous
constitutional violations raised by the defendant.
“We have considered the entire record in this cause
and find that the sentence of death was not imposed in any arbitrary
fashion and that the evidence supports the jury’s finding that the
aggravating circumstance outweighed mitigating circumstances beyond a
reasonable doubt,” Chief Justice Riley Anderson wrote for the court.
Middlebrooks was sentenced to death twice for the
murder of Kerrick Majors. His first sentence was overturned by the
Court in 1992 because one of two aggravating factors found by jurors -
that the victim was killed in the commission of a felony - duplicated
the offense of felony murder and failed to narrow the class of death-eligible
defendants as required under the Tennesee Constitution. Jurors had
also found that the killing was “especially heinous, atrocious or
cruel in that it involved torture or depravity of mind.”
After a second sentencing hearing, Middlebrooks
again received a death sentence and appealed. The unanimous Court held
that the “heinous, atrocious or cruel” aggravating factor on which
jurors based the sentence was constitutional; that the prosecutor’s
closing argument did not violate Middlebrooks’ right to due process;
and that the sentence of death was not disproportionate.
Middlebrooks, 24 at the time of the crime, his wife,
Tammy Middlebrooks, 17, and a friend, Roger Brewington, 16, chased the
victim and his friends from a makeshift flea market in Nashville. They
grabbed Majors, knocked him down and dragged him into a wooded area.
The victim, who was 4'11" tall and weighed 112 pounds, was tortured
for several hours. An “X” was carved into his chest, he was force to
drink urine, burned, raped with a stick, beaten with brass knuckles,
and stabbed to death. In a confession, Middlebrooks said the victim
was crying and pleaded that he wanted to “go to school and get an
education.” The defendants, who were white, also used racial epithets
toward Majors, who was black.
“Middlebrooks by his own admission fully
participated in the capture of Kerrick Majors and in the infliction of
severe physical and mental pain to the victim by acts of unimaginable
cruelty, despite the young victim’s pleas for his life,” Anderson
wrote. “Finally, after three to four hours of repeated sadistic acts,
Middlebrooks stabbed the victim.”
Brewington, tried as an adult, was not eligible for
the death penalty because of his age. He received consecutive
sentences of life, 40 years and 35 years. Tammy Middlebrooks pled
guilty to first degree murder and was sentenced to life imprisonment.
In another death penalty case, the Supreme Court
granted the state’s application to appeal a decision by the Court of
Criminal Appeals ordering a new trial and sentencing hearing for death
row inmate Sylvester Smith. The Court of Criminal Appeals found that
Smith’s attorney was deficient for failing to adequately investigate
his client’s competency, sanity and mental retardation, rendering the
trial and sentencing hearings fundamentally unfair.
The Supreme Court also granted a review of one
issue raised by Smith in his response to the state’s application to
appeal. The court will consider whether Smith’s rights were violated
by the prosecution’s failure to disclose an alleged deal with a
witness in exchange for his testimony against Smith.
Smith was sentenced to death for the 1989 Memphis
murder of Olive Brewer. Smith beat the elderly widow, cut her throat
and stole her jewelry and other items. His fingerprints and a bloody
knife identified by Smith’s sister were found in the victim’s home.
Supreme Court of Tennesse
State v. Middlebrooks
STATE of Tennessee, Appellee,
v.
Donald Ray MIDDLEBROOKS, Appellant.
July 06, 1999
Lionel R. Barrett, Jr., Nashville, Tennessee,
Richard McGee, Nashville, Tennessee, for Appellant.John Knox Walkup,
Attorney General & Reporter, Michael E. Moore, Solicitor General,
Kathy Morante, Deputy Attorney General, Nashville, Tennessee, At Trial:
Victor S. Johnson III, District Attorney General, Roger D. Moore,
Assistant District Attorney General, John C. Zimmerman, Assistant
District Attorney General, Nashville, Tennessee, for Appellee.
O P I N I O N
This case is before us for automatic review of the
Court of Criminal Appeals' affirmance of a death sentence imposed upon
Donald Ray Middlebrooks in a Davidson County resentencing hearing for
first degree murder.1
Middlebrooks initially was convicted of felony
murder and sentenced to death based on the jury's finding that
evidence of two aggravating circumstances-that the murder was
“especially heinous, atrocious, or cruel in that it involved torture
or depravity of mind,” Tenn.Code Ann. § 39-2-203(i)(5) (1982) (now
codified in Tenn.Code Ann. § 39-13-204(i)(5) (1997 & Supp.1998)), and
that the victim was killed in the commission of a felony, Tenn.Code
Ann. § 39-2-203(i)(7) (1982) (now codified in Tenn.Code Ann.
§ 39-13-204(i)(7) (1997 & Supp.1998))-outweighed evidence of
mitigating circumstances.
On appeal, this Court affirmed Middlebrooks'
conviction but remanded the case for resentencing because the (i)(7)
felony murder aggravating circumstance used to impose the death
sentence duplicated the offense of felony murder and therefore failed
to narrow the class of death-eligible defendants under Article I,
Section 16 of the Tennessee Constitution. State v. Middlebrooks, 840
S.W.2d 317 (Tenn.1992), cert. dismissed, 510 U.S. 124, 114 S.Ct. 651,
126 L.Ed.2d 555 (1993).2
At the resentencing hearing, the jury again
sentenced Middlebrooks to death based on the aggravating circumstance
that “the murder was especially heinous, atrocious, or cruel in that
it involved torture or depravity of mind.” Tenn.Code Ann.
§ 39-2-203(i)(5). The Court of Criminal Appeals affirmed
Middlebrooks' sentence. After the case was docketed as a death
penalty appeal in this Court, we entered an order specifying three
issues for oral argument: (1) whether Tenn.Code Ann.
§ 39-2-203(i)(5), the aggravating circumstance applied in this case,
was constitutional; (2) whether the prosecutor's closing argument
violated Middlebrooks' right to due process; and (3) whether the
sentence of death is disproportionate.3
After reviewing the record, the Court of Criminal
Appeals' decision, the issues raised, and the applicable law, we have
determined beyond a reasonable doubt that none of the alleged errors
affected the sentence imposed by the jury; moreover, the evidence
supports the jury's sentence of death, and the sentence is not
disproportionate or arbitrary as applied to the defendant. We have
also determined that the aggravating circumstance, Tenn.Code Ann.
§ 39-2-203(i)(5), was constitutionally applied in this case.
Accordingly, we affirm the sentence of death by electrocution.
FACTUAL BACKGROUND
We begin by reviewing the evidence introduced at
the resentencing hearing. On the day of the murder, April 26, 1987,
Donald Ray Middlebrooks, a twenty-four-year-old white male, his wife,
Tammy Middlebrooks, a seventeen-year-old white female, and their
friend Roger Brewington, a sixteen-year-old white male, had set up a
make-shift flea market in East Nashville. When Kerrick Majors, the
fourteen-year-old black male victim, and four of his friends walked
over and began looking at the items on the table, Tammy Middlebrooks
yelled “Hey, ya'll niggers leave our stuff alone.”
Donald Middlebrooks and Brewington chased after
Majors and the other boys. Shannon Stewart testified that as he fled
from the scene, he saw Brewington grab Majors and drag him toward the
table, where Middlebrooks struck Majors in the face and knocked him
down. Stewart heard Middlebrooks order Majors to “shut up nigger.”
The boys who made it to safety told Majors' mother what had happened.
Majors' mother called the police and also searched for her son.
The next day Majors' naked body was found lying face up in a dry creek
bed under a foam mattress in the woods near the area where Majors had
been abducted.
Bruises, scrapes, abrasions, and burns covered
Major's body. A woven belt was strapped around his left wrist. A
large laceration was sliced across his right wrist. Two large
lacerations made by a sharp instrument formed an “X” across his chest.
A bloody and swollen gash was above his left eye. His nose was
bloody, red, badly burned, and had pieces of skin missing. His lips
were swollen and lacerated, and the inside of his mouth was bloody and
lacerated. His testicles were badly swollen, and his legs were
covered in blood down to his feet. There was urine on different
parts of his body and on a rag tied in a tight knot around his neck
that had been used as a gag in his mouth. A bloody stick lay next to
his head. Finally, there were two deep stab wounds in his chest a
couple of inches apart.
The autopsy indicated that the cause of death was a
stab wound to the chest and that the murder weapon had been plunged to
a depth of 3.3 inches. The “X” carved into Majors' chest was
inflicted before the stab wounds, and at least one of the stab wounds
was made prior to his death. Majors was alive and conscious
throughout the infliction of the injuries and wounds. Majors lived a
minimum of five to six minutes and a maximum of thirty minutes from
the time of the stab wounds. He also would have been conscious part
of the time while bleeding to death after being stabbed.
Two days after the murder, Brewington voluntarily
notified the police that Donald Middlebrooks and Tammy Middlebrooks
were involved in the murder. He showed the officers a bloodstained
knife with a brass knuckle handle that had been used on Majors.
Brewington also told the officers where to find Middlebrooks and his
wife.4
After being arrested, Middlebrooks gave a video-taped
confession to the police in which he admitted his own involvement but
described Brewington as the leader. According to Middlebrooks, after
dragging Majors into the woods, Brewington tied Majors' hands and then
slapped him, beat him with brass knuckles, urinated in his mouth, and
made him swallow. Middlebrooks said that Brewington also beat Majors'
testicles, threatened to cut “it” open, beat his mouth and tongue with
a stick, and stuck a stick in Majors' anus. Whenever Majors resisted
or screamed, Brewington continued to beat and slap him. Brewington
told Majors he was taking him “back to the days of Roots.”
Brewington “dropped” the knife repeatedly on top of Majors, gagged him,
and slashed his wrist. Middlebrooks stated that Tammy Middlebrooks
also slapped Majors and burned his nose with a cigarette lighter.
Middlebrooks said that Majors was crying and
begging them to stop. When Majors pleaded that all he wanted to do
was to “go to school and get an education,” Brewington replied “F---
you, nigger.” Middlebrooks also said that Majors' cries were getting
on his nerves so he asked Brewington to stop. According to
Middlebrooks, Brewington then kissed Majors on the forehead and told
him that it was “the kiss of death.”
In the video-taped confession, Middlebrooks
admitted stabbing Majors once and striking him across his legs with a
switch. Middlebrooks explained that both he and Brewington stabbed
Majors once. In a prior statement, however, Middlebrooks claimed to
have inflicted both stab wounds. He also claimed he did not stop the
torture because he was afraid of Brewington and is “scared to fight.”
At another point, Middlebrooks contended that he stabbed Majors to
prove he was “cooler” than Brewington.
According to the State's proof, fourteen-year-old
Majors was small for his age.5
He was described as a good student who loved school. He was not a
violent person, nor did he carry a weapon. Since his murder, his
mother's health has deteriorated. She has been on medication and
will not leave the house except for doctor appointments. She has had
a nervous breakdown, suffers from panic attacks, and has not been able
to sleep at night since the murder. Majors' older brother blames
himself for Majors' death and now suffers from mood swings.
Shannon Stewart testified that he had spoken with
Middlebrooks the morning of the murder. Middlebrooks had told
Stewart that he was a member of the KKK, that he “hated niggers,” and
that he punched a black man just for saying hello. Stewart also
testified that he overheard Middlebrooks order Majors to “shut up
nigger.”
The defense introduced mitigation evidence as
follows: Middlebrooks' cousins, James and Carol Sue Little, and his
half-sister, Sharon Fuchs, testified about Middlebrooks' childhood.
Middlebrooks grew up in Texas. His father died when he was four.
His mother remarried and had another child, Ms. Fuchs, before she
again divorced. Middlebrooks' mother either left the children at
night with relatives or else would take them to bars with her.
According to the proof, Middlebrooks' mother would
often bring men to the house, and the children sometimes heard or saw
their mother having sex. Ms. Fuchs testified that sometimes these
men would molest her while her mother watched. She further testified
that she, Middlebrooks, and other children in the family were molested
by different family members. For example, Middlebrooks was often
left alone with a male relative who had sexually abused him, and
Middlebrooks' mother would grab him between his legs and also watch
him use the bathroom. According to Sharon Fuchs, the small town in
which they grew up lacked counseling services or social service
agencies where they could seek help for sexual abuse. According to
her, no one in the family ever discussed or admitted the family's
problems.
The proof further indicated that Middlebrooks was
often angry and got into trouble. He was sent to a Methodist Home
for Children in Waco for two years. Later, he was twice sent to
prison. Between prison stays, Middlebrooks started to have seizures.
On one occasion he climbed a water tower and threatened to commit
suicide. He was hospitalized more than once at a mental institution.
A psychologist, Dr. Jeffrey L. Smalldon, performed
neuropsychological and psychological evaluations of Middlebrooks.
From these evaluations, interviews, testing, and prior education and
medical records, Smalldon concluded that Middlebrooks has a severe
borderline personality disorder. Middlebrooks exhibited several
characteristics of the disorder including inconsistent behavior,
instability of mood, a marked identity disturbance, impulsive and
reckless behavior, poor anger control, and recurring suicidal or self-destructive
acts. Smalldon testified that the documents from other mental health
professionals who have evaluated Middlebrooks indicate that he suffers
from substance abuse, psychotic personality disorder, and
schizophrenia. Middlebrooks also suffers a mild degree of organic
brain impairment which causes him to be more impulsive and less able
to delay his responses. Finally, Smalldon testified that
Middlebrooks has also exhibited characteristics of adults who were
sexually abused as children.
During cross-examination, Dr. Smalldon admitted
that Middlebrooks confessed to a greater involvement in Majors' death
than he had in the video-taped confession. For instance, Smalldon
disclosed that Middlebrooks admitted to him that it was his idea to
hold Majors for ransom, that he helped tie Majors up, and that he
urinated on Majors. In an attempt to resolve the discrepancies
between the video-taped confession to the police and the confession
made to him in the interview, Smalldon explained that Middlebrooks is
a chronic liar. Dr. Smalldon conceded that Middlebrooks had never
expressed any remorse to him. Smalldon agreed that there were some
indications in the medical records of Middlebrooks' malingering, but
testified that these indications were not inconsistent with mental
illness.
In rebuttal, the State introduced the testimony of
two experts indicating that Middlebrooks was exaggerating his mental
illness symptoms, that he was competent to stand trial, that he did
not have a defense of insanity, and that he was not committable. One
expert testified that he could not say whether Middlebrooks was
mentally ill. The other expert testified that he made no finding of
mental illness and did not consider a personality disorder to be a
mental illness.
After considering the evidence, the jury concluded
that the aggravating factor set forth in Tenn.Code Ann.
§ 39-2-203(i)(5), that the murder was “especially heinous, atrocious,
or cruel in that it involved torture or depravity of mind,” outweighed
the evidence of mitigating factors. Accordingly, the jury sentenced
Middlebrooks to death for the murder of Kerrick Majors.
CONSTITUTIONALITY OF PRE-1989 VERSION OF (i)(5)
The first issue designated for oral argument is
constitutional. Middlebrooks argues that the aggravating
circumstance set forth in Tenn.Code Ann. § 39-2-203(i)(5) (1982)-that
the murder was “especially heinous, atrocious, or cruel in that it
involved torture or depravity of mind”-is unconstitutionally vague and
that its application to this case violates Article I, Section 16 of
the Tennessee Constitution and the Sixth, Eighth, and Fourteenth
Amendments to the United States Constitution.6
At the sentencing hearing, the trial court
instructed the jury that “no death penalty shall be imposed unless you
unanimously find that the State has proven beyond a reasonable doubt
that the murder was especially heinous, atrocious, or cruel in that it
involved torture or depravity of mind.” It further instructed,
however, that the jury was to follow these definitions:
Heinous means grossly wicked or reprehensible,
abominable, odious, vile.
Atrocious means extremely evil or cruel, monstrous,
exceptionally bad, abominable.
Cruel means disposed to inflict pain or suffering,
causing suffering, painful.
Torture means the infliction of severe physical or
mental pain upon the victim while he remains alive and conscious.
Depravity means moral corruption, wicked or
perverse act.
We begin with the principle that any aggravating
circumstance must furnish a principled guidance for the jury to choose
between death and a lesser sentence. E.g., Godfrey v. Georgia, 446
U.S. 420, 100 S.Ct. 1759, 64 L.Ed.2d 398 (1980). In applying this
principle, we have consistently upheld the constitutionality of
Tenn.Code Ann. § 39-2-203(i)(5) (1982) and have rejected the
contention that it is vague or overbroad. State v. Blanton, 975 S.W.2d
269, 280 (Tenn.1998); State v. Black, 815 S.W.2d 166, 181 (Tenn.1991);
State v. Barber, 753 S.W.2d 659, 670 (Tenn.1988). Moreover, in
State v. Williams, 690 S.W.2d 517 (Tenn.1985), we carefully reviewed
this aggravating circumstance and clarified its application by
specifically defining each term and qualifier contained in (i)(5).
These Williams ' definitions were included in the trial court's charge
to the jury in this case. We therefore reject Middlebrooks' claim
that the aggravating circumstance was vague or overbroad.
Notwithstanding this Court's precedent,
Middlebrooks relies on several United States Supreme Court decisions.
See Shell v. Mississippi, 498 U.S. 1, 111 S.Ct. 313 112 L.Ed.2d 1
(1990); Walton v. Arizona, 497 U.S. 639, 110 S.Ct. 3047, 111 L.Ed.2d
511 (1990); Maynard v. Cartwright, 486 U.S. 356, 108 S.Ct. 1853, 100
L.Ed.2d 372 (1988); Godfrey, 446 U.S. 420, 100 S.Ct. 1759, 64 L.Ed.2d
398. In State v. Thompson, 768 S.W.2d 239, 252 (Tenn.1989), we
distinguished the language of the aggravating circumstance in (i)(5)
from the language condemned as unconstitutionally vague in Godfrey and
Maynard by pointing out that the “especially heinous, atrocious, or
cruel” language in Tennessee's statute does not stand alone but is
modified and limited by the phrase “in that it involved torture or
depravity of mind.” Id. at 252; see also State v. Van Tran, 864 S.W.2d
465, 479 (Tenn.1993) (heinous, atrocious, or cruel defined and limited
by “torture or depravity of mind”). This requirement satisfies the
constitutional mandate of narrowing and both limits and guides the
sentencer in choosing whether to impose a sentence of death.7
Furthermore, the proof in this case as previously summarized is
sufficient to establish both torture and depravity of mind as defined
by prior decisions of this Court.
PROSECUTORIAL MISCONDUCT
The second issue designated for oral argument
concerns prosecutorial misconduct. Middlebrooks contends that the
prosecutor engaged in misconduct during his closing argument in three
separate and distinct ways: first by emphasizing the victim's
family's desire that the death penalty be returned; second by
introducing and arguing racial issues; and finally, by making
extensive references to the Bible and scripture. Middlebrooks argues
that the misconduct violated his right to due process and led to
arbitrary and unreliable sentencing in violation of the Eighth and
Fourteenth Amendments to the United States Constitution and Article I,
Sections 8 and 16 of the Tennessee Constitution. The State maintains
that the argument was not improper and that, even if deemed to be
improper, was not reversible error.
In general, closing argument is subject to the
trial court's discretion. Counsel for both the prosecution and the
defense should be permitted wide latitude in arguing their cases to
the jury. State v. Bigbee, 885 S.W.2d 797, 809 (Tenn.1994).
Argument must be temperate, predicated on evidence introduced during
the trial, relevant to the issues being tried, and not otherwise
improper under the facts or law. E.g., State v. Keen, 926 S.W.2d
727, 736 (Tenn.1994).
We will review Middlebrooks' contentions with these
standards in mind.
Victim's Family
With respect to the wishes of Kerrick Major's
family,8
the prosecutor made the following arguments:
We are not asking you to kill anybody. Each one
of you said you follow the law, and if the punishment, under the law,
should be death, you swore that you could impose that verdict. That
is your oath.
Kerrick Majors lays in his grave, six feet under,
but the last memory of looking up and seeing this defendant thrust his
knife into him twice, he cries out for justice.
His family asks you to impose the death penalty.
The State asks you to impose the death penalty. The facts support it.
He deserves it. Justice demands it on the facts and the law.
In State v. Nesbit, 978 S.W.2d 872 (Tenn.1998), we
held that evidence and argument regarding the impact of a crime on the
victim's family are not per se improper or inadmissible under
Tennessee statutory or constitutional law: “the impact of the crime
on the victim's immediate family is one of those myriad factors
encompassed within the statutory language ‘nature and circumstances of
the crime.’ ” Id. at 890 (quoting Tenn.Code Ann. § 39-13-204(c) (1997
& Supp.1998)). Nor is such evidence or argument barred by the Eighth
Amendment to the United States Constitution. Payne v. Tennessee, 501
U.S. 808, 825, 111 S.Ct. 2597, 2608, 115 L.Ed.2d 720 (1991).
Victim impact evidence and argument, however, must
be relevant to the specific harm to the victim's family. It must be
limited to “information designed to show those unique characteristics
which provide a brief glimpse into the life of the individual who has
been killed, the contemporaneous and prospective circumstances
surrounding the individual's death, and how those circumstances
financially, emotionally, psychologically or physically impacted upon
members of the victim's family.” Nesbit, 978 S.W.2d at 891 (footnote
omitted); State v. Burns, 979 S.W.2d 276, 282 (Tenn.1998). Moreover,
we specifically noted that “admission of a victim's family members'
characterizations and opinions about the crime, the defendant, and the
appropriate sentence violates the Eighth Amendment.” Nesbit, 978 S.W.2d
at 888 n. 8 (citing Payne, 501 U.S. 808, 111 S.Ct. 2597, 115 L.Ed.2d
720 and Booth v. Maryland, 482 U.S. 496, 107 S.Ct. 2529, 96 L.Ed.2d
440 (1987)).
Applying these principles indicates that the
prosecutor's statement, “[h]is family asks you to impose the death
penalty” was improper.9
Although evidence to this effect was not introduced during the
sentencing hearing, and would have been inadmissible, the prosecutor's
statement clearly is an improper characterization of the family's view
as to the appropriate sentence.
Race
Middlebrooks argues that the prosecutor engaged in
misconduct by introducing evidence of his racial animus toward African-Americans
and later arguing that race was a factor in the killing. He contends
that Shannon Stewart's testimony that Middlebrooks told him he was a
member of the KKK, hated blacks, and used the “N” word, as well as the
evidence of racial epithets used by Middlebrooks and Brewington before
and during the killing, were not relevant to the statutory aggravating
circumstance and were prejudicial to his defense. He further
contends that the prosecutor erred by making reference to this
evidence during closing argument.
The State argues, and the Court of Criminal Appeals
agreed, that the evidence and argument were relevant to the facts and
circumstances of the offense and were proper rebuttal of Middlebrooks'
theory that Brewington was primarily responsible for the crime and
rebuttal of Middlebrooks' mitigating evidence. We reached a similar
conclusion in addressing the issue in Middlebrooks' initial appeal to
this Court:
The testimony is clearly relevant to show
premeditation and a motive for the victim's brutal slaying. The
testimony is also relevant to contradict the defendant's statement
that Roger Brewington was the leader in the commission of the offense.
In addition, given the relevancy of these statements, we find that
the prejudicial effect did not substantially outweigh their probative
value.
Middlebrooks, 840 S.W.2d at 330.
We again conclude that the testimony of
Middlebrooks' racial animus toward African-Americans and his use of
racial epithets toward Kerrick Majors before and also during the
offense was properly deemed relevant and admissible to rebut the
theory of defense and the mitigating evidence. The prosecutor,
therefore, did not engage in any misconduct by using and arguing this
evidence.
Biblical References
Finally, Middlebrooks contends that the prosecutor
improperly made references to the Bible during closing argument.
[Defense counsel] has asked you to consider
something else. He has asked you to consider the book where the
words of our Lord are written, vengeance is mine.
This lady [victim's mother] has come to this
courtroom, not for vengeance, but to turn this over to you, the law.
If she was after vengeance, this case would have never made it here.
The same book that says vengeance is mine says
whoever sheddeth man's blood, whoever sheddeth man's blood, then by
man shall his blood be shed. The Lord meant for the system of laws
and justice to govern societies wherever they are, and you are the
tool of the Lord, that part of justice-[objection by defense counsel].
When defense counsel objected, the State responded,
and maintains on appeal, that its argument was a fair response to the
following inappropriate statement made in closing by defense counsel:
We do not apologize for asking for mercy, asking
for leniency or sympathy․ Our life is given by our creator, and it is
not to be taken lightly by man or our government using the guise of
due process and the judicial system as a thinly veiled guise for
vengeance; vengeance, which I think our creator says is his and not
ours.
We have condemned Biblical and scriptural
references in a prosecutor's closing argument so frequently that it is
difficult not to conclude that the remarks in this case were made
either with blatant disregard for our decisions or a level of
astonishing ignorance of the state of the law in this regard. State
v. Cribbs, 967 S.W.2d 773, 783-84 (Tenn.1998); State v. Cauthern, 967
S.W.2d 726, 737 (Tenn.1998); State v. Stephenson, 878 S.W.2d 530, 541
(Tenn.1994); State v. Bates, 804 S.W.2d 868, 881 (Tenn.), cert.
denied, 502 U.S. 841, 112 S.Ct. 131, 116 L.Ed.2d 98 (1991). As we
said in Cribbs, “[i]n the face of this clear and longstanding
precedent, the repeated introduction by prosecutors of such references
into trials of serious criminal offenses is inexplicable.” Id. at
784.
The obvious danger in such references by both
prosecutors and defense counsel is the risk that a sentencing decision
may be made not upon the facts and the law but on an appeal to the
bias or passion of the jury. The prosecutor met an improper Biblical
reference with a similarly improper Biblical reference that did not
merely respond to defense counsel's argument. The prosecutor went
beyond what could conceivably be deemed a fair response in literally
equating the jury with “the tool of the Lord.” As we have reiterated
time and time again, the prosecutor has a legal and ethical duty to
refrain from this sort of misconduct. Thus, we agree with
Middlebrooks that the prosecutor's argument was improper.
Effect of the Errors
Where argument is found to be improper the
established test for determining whether there is reversible error
that requires resentencing is whether the improper conduct “affected
the verdict to the prejudice of the defendant.” Harrington v. State,
215 Tenn. 338, 385 S.W.2d 758, 759 (1965); Bigbee, 885 S.W.2d at 809.
In making this determination, we must consider: 1) the conduct
complained of, viewed in light of the facts and circumstances of the
case; 2) the curative measures undertaken by the court and the
prosecution; 3) the intent of the prosecutor in making the improper
arguments; 4) the cumulative effect of the improper conduct and any
other errors in the record; and 5) the relative strength and weakness
of the case. Bigbee, 885 S.W.2d at 809.
The first three factors weigh in favor of
Middlebrooks' argument. The prosecutor made one improper argument
that indicated it was the wish of the victim's family that a death
sentence be returned. The statement about the family's wishes was
brief and isolated, albeit improper. The defense did not object to
and the trial court did not take any curative action. The prosecutor
made a second improper argument paraphrasing scripture and equating
the jury as the “tool of the Lord.” The “tool of the Lord” remark
triggered an objection from defense counsel. Despite the serious
error and the defendant's objection, the trial court took no curative
action. At the very least, the trial court should have instructed
the jury to disregard the prosecutor's argument and to decide the case
based on the evidence and the law. E.g., Cauthern, 967 S.W.2d at 737
(prosecutor's biblical reference should have triggered sua sponte
curative action).
As to the prosecutor's intent with respect to the
argument regarding the family's wishes, there is little basis to
arrive at a conclusion. As to the biblical references, however, the
State's contention that it was merely a response to defense counsel's
argument is unconvincing. While we do not condone defense counsel's
similarly improper comment, the prosecutor made his comments in the
face of this Court's consistent admonitions that such remarks are
inflammatory and highly improper. As discussed above, it is
difficult not to conclude that such recurring misconduct is either
intentional or alarmingly uninformed.
The remaining factors, however, weigh against a
finding of reversible error. The improper remarks, although serious,
were a relatively small portion of the prosecutor's argument, which
otherwise focused on the facts and circumstances of the crime and a
rebuttal of the defendant's mitigating proof. The jury was also
instructed that arguments of counsel are not considered evidence.
Finally, the cumulative effect of the improper conduct of the
prosecutor was far outweighed by the strength of the evidence that
supported the jury's finding that the aggravating circumstance
outweighed proof of any mitigating factors.
The circumstances of the offense were shocking in
their gruesomeness, brutality, and inhumanity. Medical evidence
established the nature and severity of the injuries, bruises, cuts,
abrasions, and wounds suffered by the victim. The victim was beaten
and cut in the face, mouth, body, legs, and testicles. The evidence
further indicated that an “X” had been carved into the victim's chest
before his death from stab wounds. The victim was alive and
conscious for much of the abuse inflicted upon him, and was conscious
and alive for a period of time after being stabbed.
Middlebrooks by his own admission fully
participated in the capture of Kerrick Majors and in the infliction of
severe physical and mental pain to the victim by acts of unimaginable
cruelty, despite the young victim's pleas for his life. Finally,
after three to four hours of repeated sadistic acts, Middlebrooks
stabbed the victim.
The evidence was overwhelming in support of the
jury's findings that the State had proven this aggravating
circumstance beyond a reasonable doubt and that this evidence was not
outweighed by evidence of mitigating factors. Accordingly, we
conclude that the prosecutor's misconduct did not prejudicially affect
the jury's verdict.
In reaching this conclusion, our analysis has
focused on whether the misconduct affected the verdict to the
prejudice of this defendant. As in Cribbs, Cauthern, and similar
cases, we have concluded that the evidence of the aggravating
circumstance is so substantial that it justifies upholding the jury's
verdict despite the misconduct. In view of the pattern of such
prosecutorial misconduct in the trial court, as reflected on appeal in
this Court and the Court of Criminal Appeals, we should warn offending
prosecutors of the consequences. Those who interpret these cases as
precedent for the view that improper closing argument and misconduct
of this nature will be held harmless error in all cases do so at their
own professional peril and at the risk that the misconduct, even if it
does not prejudicially affect the verdict, may be deemed to be
prejudicial to the judicial process as a whole and therefore require a
new trial or resentencing. Tenn. R.App. P. 36(b).
We also observe that in addition to any action
taken by the appellate courts, the professional misconduct of
prosecutors is more efficiently and authoritatively addressed at the
trial level where courts are in a better position to view the conduct,
assess its impact, and choose the appropriate action to ensure a fair
trial. For example, the trial judge can order the cessation of
offending statements and can give curative jury instructions. In
egregious cases, the trial judge may sua sponte stop a prosecutor's
prejudicial argument.
In addition, the trial courts may consider direct
sanctions to deter prosecutorial misconduct, including contempt
citations, fines, and recommendations for disciplinary action to the
Board of Professional Responsibility. We encourage the trial courts
to consider these sanctions where the misconduct is flagrant. See
United States v. Wilson, 149 F.3d 1298 (11th Cir.1998).
PROPORTIONALITY
A comparative proportionality review must be
undertaken in capital cases pursuant to Tenn.Code Ann.
§ 39-13-206(c)(1)(D) (1997). In conducting a comparative
proportionality review, we begin with the presumption that the
sentence of death is proportionate to the crime of first degree murder.
State v. Hall, 958 S.W.2d 679, 699 (Tenn.1997). The analysis
compares the nature of the crime and defendant to the crimes and
defendants involved in other cases in which the death penalty has been
sought. This analysis seeks to identify aberrant, arbitrary, or
capricious sentences by determining whether the death penalty in a
given case is “disproportionate to the punishment imposed on others
convicted of the same crime.” State v. Bland, 958 S.W.2d 651, 662 (Tenn.1997)
(quoting, Pulley v. Harris, 465 U.S. 37, 42-43, 104 S.Ct. 871, 875, 79
L.Ed.2d 29 (1984)).10
In comparing similar cases, we consider many
factors, including (1) the means of death; (2) the manner of death;
(3) the motivation for the killing; (4) the place of death; (5) the
similarity of the victims' circumstances including age, physical and
mental conditions, and the victims' treatment during the killing; (6)
the absence or presence of premeditation; (7) the absence or presence
of provocation; (8) the absence or presence of justification; and
(9) the injury to and effects on nondecedent victims. Bland, 958 S.W.2d
at 667. In comparing similar defendants, we consider factors such
as: (1) the defendant's prior criminal record or prior criminal
activity; (2) the defendant's age, race, and gender; (3) the
defendant's mental, emotional or physical condition; (4) the
defendant's involvement or role in the murder; (5) the defendant's
cooperation with authorities; (6) the defendant's remorse; (7) the
defendant's knowledge of helplessness of victim(s); and (8) the
defendant's capacity for rehabilitation. Id.
Without once again reciting the gruesome facts in
full detail, the record reveals that Middlebrooks participated in the
brutal torture of the victim for approximately four hours before
finally stabbing him. The victim was mocked, urinated upon, severely
beaten, cut, raped with a stick, and his genitals were beaten. The
victim was alive and conscious throughout this torture and kept
pleading that he just wanted to go to school and get an education.
The evidence suggests several possible motives.
Middlebrooks' confession indicated that he stabbed Majors to prove
that he was “cooler” than Brewington. Middlebrooks' confession also
suggested that the torture and killing were in retaliation against the
victim for knocking over an item on Middlebrooks' and his co-defendants'
flea market table. Middlebrooks also stated he stabbed Majors to end
the torture and put Majors out of his misery. The evidence also
strongly indicates that the torture and killing were racially
motivated. However, there is not one shred of evidence to suggest
that Middlebrooks was justified or that Majors did anything to provoke
this attack in any way. Majors was a small fourteen-year-old boy who
was unarmed and defenseless against his attackers.
Middlebrooks, a twenty-four-year-old white male,
apparently suffered from mental problems. However, there is no
evidence that Middlebrooks felt any remorse for the crimes. Although
Middlebrooks claims his role in the murder was slight, the evidence
shows that Middlebrooks helped drag this child into the woods and
participated in acts of torture inflicted on a helpless victim.
Moreover, Middlebrooks, while giving conflicting statements, admitted
stabbing the victim at least once. There is no evidence that
Middlebrooks assisted or cooperated with authorities; to the contrary,
he initially resisted arrest and then provided a confession that
attempted to minimize his role in the offense. Despite the
introduction of mitigating evidence in the sentencing phase, there was
little to show a strong potential for rehabilitation.
Our review reveals numerous cases and defendants
similar to this one in which we concluded that the death penalty was
neither arbitrary nor disproportionate. In Hall, 958 S.W.2d 679, the
defendant killed the victim with a gas bomb that inflicted third
degree burns to more than ninety percent of the victim's body. Like
Middlebrooks, Hall was twenty-four years old at the time of the murder.
Like Middlebrooks, Hall was diagnosed as having a borderline
personality disorder. One of the aggravating circumstances found by
the jury to support the sentence of death was the present form of
(i)(5)-that “[t]he murder was especially heinous, atrocious, or cruel
in that it involved torture or serious physical abuse beyond that
necessary to produce death.” Tenn.Code Ann. § 39-13-204(i)(5) (1997 &
Supp.1998). Like the present case, the victim in Hall was alive and
conscious for much of the torture.
In State v. Hodges, 944 S.W.2d 346 (Tenn.1997), the
defendant strangled the victim who had been bound hand and foot and
rendered helpless. Hodges was twenty-four when he committed this
crime. Hodges' victim was alive, conscious, helpless, and pleading
for mercy as the defendant strangled him. Hodges' mitigating
evidence, similar to Middlebrooks', consisted of proof that he had
been sexually abused as a child and that he suffered from an anti-social
personality disorder. Despite this mitigating evidence, the jury
sentenced Hodges to death based in part upon the finding that the
murder was “especially heinous, atrocious, or cruel in that it
involved torture or serious physical abuse beyond that necessary to
produce death.” Tenn.Code Ann. § 39-13-204(i)(5).
In Blanton, 975 S.W.2d 269, the twenty-nine-year-old
defendant, along with other co-defendants, escaped from prison and
killed an elderly couple. The evidence indicated that the defendant
twice shot one victim, and he not only shot but stabbed the other
victim a total of thirteen times as she was struggling to get away.
The evidence indicated that she lived for as long as fifteen minutes
following the infliction of her wounds. Like Middlebrooks' victim,
Blanton's victim suffered physically and psychologically before dying.
Further, like Middlebrooks' killing of Majors, Blanton's attack upon
his victim was unprovoked. In mitigation, Blanton submitted proof of
his low intelligence, his impoverished childhood, and the troubled
relationships within his family. He had also, like Middlebrooks,
argued that the evidence implicated others for the killing.
Blanton's jury returned a sentence of death based in part upon the
finding of the (i)(5) aggravating circumstance.
In State v. Teel, 793 S.W.2d 236 (Tenn.1990), the
twenty-year-old defendant lured a fourteen-year-old girl into the
woods where he raped and killed her. Teel was younger than
Middlebrooks, and his victim was exactly the same age and of similar
vulnerability as Middlebrooks' victim. In mitigation, Teel submitted
proof that he had a low level of education, did not know his father,
and had lost his mother when he was fourteen. Teel's jury returned a
sentence of death based in part upon the finding that the evidence
established the (i)(5) aggravating circumstance.
In State v. Alley, 776 S.W.2d 506 (Tenn.1989), the
defendant, almost thirty years old, abducted the nineteen-year-old
victim and raped her by pushing a tree limb into her vagina to a depth
of twenty inches. The victim suffered severe internal injuries,
hemorrhaging, and multiple injuries, bruises, and abrasions to her
entire body. Alley submitted substantial evidence that he had a
borderline personality disorder, if not a multiple personality
disorder. Despite this evidence, the jury returned a death sentence
based in part upon the finding that the murder was “especially heinous,
atrocious, or cruel in that it involved torture or depravity of mind,”
the sole factor upon which the jury based Middlebrooks' death sentence.
In State v. Pike, 978 S.W.2d 904 (Tenn.1998), the
eighteen-year-old defendant lured the nineteen-year-old victim into
the woods where for approximately an hour, the defendant beat the
victim and sliced her body so many times that the medical examiner
could not even catalogue the multiplicity of wounds. The defendant
finally beat the victim to death with a chunk of asphalt. As in this
case, the victim was alive, conscious, and pleading for her life
throughout the torture. Also like this case, evidence indicated that
the victim's cries for mercy only irritated and incited the defendant.
Pike submitted proof of her troubled childhood, yet, like
Middlebrooks, Pike showed no remorse for her actions. The jury
returned a death sentence based in part upon the finding that the
murder was “especially heinous, atrocious, or cruel in that it
involved torture or serious physical abuse beyond that necessary to
produce death.” Tenn.Code Ann. § 39-13-204(i)(5).
In Cauthern, 967 S.W.2d 726, the nineteen-year-old
defendant, along with his co-defendant, broke into a married couple's
home where he raped the wife and strangled both the husband and the
wife. The evidence indicated that both could have lived for as long
as three to six minutes from the time the blood supply was cut off,
but that they could have been unconscious in approximately thirty
seconds. Similar to Middlebrooks' mitigating evidence, Cauthern
submitted proof of his troubled childhood, that he did not know his
father and that he only had seen his mother three times since birth.
Unlike Middlebrooks, Cauthern also submitted the favorable evidence of
his attempts at rehabilitation, such as completing the graduate
equivalency exam and a paralegal course, evidence of his good behavior,
and evidence of his ability to get along with others. Cauthern's
jury nonetheless returned a death sentence based solely on the finding
that the evidence established the (i)(5) aggravating circumstance.
In State v. Caughron, 855 S.W.2d 526 (Tenn.1993),
the twenty-seven-year-old defendant and his girlfriend broke into the
victim's home, beat her, raped her, tied her to the bed, strangled her,
and drank her blood from shot glasses the defendant had brought with
him. Caughron's victim suffered from multiple injuries and begged
for her life. In mitigation, Caughron submitted proof that he had a
low level of intelligence and an abusive and unstable childhood.
Like Middlebrooks' jury, Caughron's jury returned a death sentence
based solely upon the finding that the murder was “especially heinous,
atrocious, or cruel in that involved torture or depravity of mind.”
In State v. O'Guinn, 709 S.W.2d 561 (Tenn.1986),
the defendant raped and murdered the seventeen-year-old victim. The
evidence indicated that O'Guinn's victim had suffered a severe and
brutal beating and had been raped with a hard, wooden or metal object
before she was strangled to death. In mitigation, O'Guinn submitted
proof of his strained relationship with his father. The jury
returned a death sentence based solely on the finding that the murder
was “especially heinous, atrocious, or cruel in that involved torture
or depravity of mind.” We affirmed.
In State v. Bush, 942 S.W.2d 489 (Tenn.1997), the
defendant stabbed the elderly victim, the best friend of his
grandmother, forty-three times. The evidence indicated that the
victim could have been rendered unconscious in either three to four
minutes or twenty to thirty minutes, depending upon the order in which
the wounds were inflicted. Bush submitted proof of his physically
abusive childhood and history of mental problems, such as a borderline
personality disorder and possible schizophrenia. The jury returned a
death sentence based in part upon the finding that the evidence
established the (i)(5) aggravating circumstance.
In Nesbit, 978 S.W.2d 872, the nineteen-year-old
defendant tortured the twenty-year-old victim for at least six hours
before shooting her once in the head. The victim sustained burns to
her body from six hours to minutes before her death. She had also
been struck on the bottom of her feet with a long, hard, thin object
such as a rod or coat hanger. Nesbit presented proof of his good
behavior in jail and testimony from his family describing him as
honest, sincere, and responsible. Unlike Middlebrooks, Nesbit
testified to express his remorse for what had happened. Also unlike
Middlebrooks, Nesbit cooperated with police after his apprehension.
Like Middlebrooks' jury, Nesbit's jury returned a death sentence based
solely on the finding that the murder was “especially heinous,
atrocious, or cruel in that it involved torture or serious physical
abuse beyond that necessary to produce death.”
In Bland, 958 S.W.2d 651, the nineteen-year-old
defendant, without any provocation, chased and twice shot an
unresisting victim and then shot the victim several more times as the
victim sought refuge under a truck. The evidence indicated that the
victim could have lived and suffered pain from two to fifteen minutes
and could have been conscious up to four or five minutes. In
mitigation, Bland presented his own testimony as well as his family's
testimony that he had never known his father and had been raised by
his mother and grandmother. Bland further testified that he had a
low level of education. Bland's jury sentenced him to death based
upon the sole finding that the murder was “especially heinous,
atrocious, or cruel in that it involved torture or serious physical
abuse beyond that necessary to produce death.”
In State v. McNish, 727 S.W.2d 490 (Tenn.1987), the
twenty-nine-year-old defendant bludgeoned the helpless seventy-year-old
victim in her home with a glass vase. The victim was found alive and
partially conscious immediately following the beating, though she died
a short time later. In mitigation, McNish relied upon his own
testimony as well as that of his parents, relatives, and friends.
McNish also relied upon the absence of any prior criminal record and,
like Middlebrooks, the evidence of his extreme mental or emotional
disturbance. The jury returned a death sentence based upon the sole
finding that the murder had been “especially heinous, atrocious, or
cruel in that it involved torture or depravity of mind.”
Though no two cases are identical, the offenses and
the defendants in the above cases bear many similarities with the
present case. In all of the cases, the murder was inflicted upon a
helpless and innocent victim without any explanation or provocation.
In all of the cases, the victims were alive and conscious while
suffering severe mental or physical pain. In several of the cases,
the victims suffered severe and brutal beatings similar to the torture
suffered by Kerrick Majors at the hands of Middlebrooks and Brewington.
In all of the cases, the jury found that the evidence satisfied
either the pre-1989 or the present version of the “heinous, atrocious,
or cruel” aggravating circumstance. Additionally, in at least eight
cases, the defendants were the exact same age or younger than
Middlebrooks. In seven of the cases, the defendants offered
mitigating proof of their mental problems and backgrounds that bore
striking similarity to the evidence introduced by Middlebrooks.
Finally, several of the cases reject Middlebrooks'
contention that the death penalty is arbitrary or disproportionate
because a codefendant who was more involved in the killing received a
lesser sentence. Bland, 958 S.W.2d at 665; Cauthern, 967 S.W.2d at
741; see also State v. Henley, 774 S.W.2d 908, 918 (Tenn.1989), cert.
denied, 497 U.S. 1031, 110 S.Ct. 3291, 111 L.Ed.2d 800 (1990); State
v. Poe, 755 S.W.2d 41, 49 (Tenn.1988), cert. denied, 490 U.S. 1085,
109 S.Ct. 2111, 104 L.Ed.2d 671 (1989). In Bland, we clearly stated
that:
[e]ven if a defendant receives a death sentence
when the circumstances of the offense are similar to those of an
offense for which a defendant has received a life sentence, the death
sentence is not disproportionate where the Court can discern some
basis for the lesser sentence. Moreover, where there is no
discernible basis for the difference in sentencing, the death sentence
is not necessarily disproportionate.
958 S.W.2d at 665 (citation omitted). Our task is
“to assure that no aberrant death sentence is affirmed.” Id. After
reviewing the cases discussed herein, as well as numerous other first
degree murder cases involving sentences of death and life imprisonment,
we conclude without any hesitation that the penalty imposed by the
jury in this case is not aberrant and is neither excessive nor
disproportionate to the penalty imposed for similar crimes.
CONCLUSION
In accordance with the mandate of Tenn.Code Ann.
§ 39-13-206(c)(1) (1997) and the principles adopted in prior decisions
of this Court, we have considered the entire record in this cause and
find that the sentence of death was not imposed in any arbitrary
fashion and that the evidence supports the jury's finding that the
aggravating circumstance outweighed mitigating circumstances beyond a
reasonable doubt. We have considered the defendant's assignments of
error and have determined that none require reversal. With respect
to issues not specifically addressed herein, we affirm the decision of
the Court of Criminal Appeals, authored by Judge Curwood Witt and
joined in by Judge Joe G. Riley and Special Judge Joe H. Walker, III.
The relevant portions of that opinion are published hereafter as an
appendix.
The defendant's sentence of death by electrocution
is affirmed. The sentence shall be carried out as provided by law on
the 11th day of November, 1999, unless otherwise ordered by this Court
or other proper authorities. Costs of this appeal shall be assessed
against the defendant, for which execution shall issue if necessary.
APPENDIX
(Excerpts from the Court of Criminal Appeals'
Decision)
IN THE TENNESSEE COURT OF CRIMINAL APPEALS
AT NASHVILLEAUGUST 1997 SESSION
STATE OF TENNESSEE, Appellee,v.DONALD RAY
MIDDLEBROOKS, Appellant.
C.A. NO. 01C01-9606-CR-00230
C. DAVIDSON COUNTY (No. 87-F-1682 Below) The
Honorable Ann Lacy Johns (RESENTENCING-DEATH PENALTY).
OPINION FILED: January 15, 1998.
SENTENCE OF DEATH AFFIRMED
[Section I. Background-Deleted]
[Section II. Constitutionality of “Heinous,
Atrocious, and Cruel” Aggravating Circumstance-Deleted]
III. INTRODUCTION OF EVIDENCE OF VICTIM'S RACE
HAS A MOTIVE FOR THE COMMISSION OF THE CRIME
The appellant contends that the state was
improperly allowed to introduce irrelevant and inflammatory evidence
tending to exploit its belief that the murder of the victim was based
upon the appellant's racist beliefs. Specifically, the appellant
objects to the testimony of Shannon Stewart, who testified that he had
conversations with the appellant on the morning of the crime in which
the appellant expressed racial animosity. The appellant contends
that the prosecutor's closing argument also improperly called on the
jury to impose the death penalty because of the appellant's racist
beliefs. We find this issue to be without merit.
Prior to the sentencing hearing, the appellant
filed a motion in limine seeking exclusion of this evidence of racial
belief. At the hearing on the motion, the appellant argued that
while this testimony was relevant at the first trial to show
premeditation, the state was not required to prove the elements of
first-degree murder at the resentencing hearing, and the prejudicial
impact of this testimony would be extreme. The trial court took the
matter under advisement until Stewart was called as a witness, at
which time it made the following ruling:
What I needed to do and did do is read the
transcript so I could understand exactly what the questions and
answers were, and it appears to me that it is relevant, and I have
conducted the requisite balancing test and find it to be admissible,
if the State chooses to introduce it.
In response to your argument that the stated basis
of admissibility previously was to prove premeditation. You have to
put that in the context. That was in a case where both phases were
being tried, and the proof was being introduced in the guilt or
innocence phase, so the State would not have been addressing that at
sentencing. For purposes of this hearing, where this jury is just
hearing all this for the first time, the evaluation has to be made
independent of that totally, which, you know, for the reason I just
stated, did not address before, but it is relevant and admissible for
sentencing. That is the evaluation I have conducted, not based on
what was done the last time, because it is apples and oranges.
Stewart then testified before the jury about his
conversations with the appellant prior to the night of the murder:
[The appellant] was telling me stuff, you know,
that I really didn't, you know, care to listen to at that age, you
know, telling me like he was KKK and he said a nigger walked up to him
and said, Hi, and he hit him in his mouth and he had a little ring on,
a tiger head, and he showed me some blood in the creases of his ring,
and stuff.
Based on this proof, the state made the following
argument during the final closing argument:
The testimony in this case tells you more about
Donald Middlebrooks from the days it happened, from Shannon Stewart,
than all the psychologists that you can bring in this courtroom, from
1989 to the present. Shannon Stewart told you more about this man
than any Ph[.]D. could ever do.
* * * *
And when we found out from his psychologist that
the psychologist had conveniently neglected to dictate on the
transcription words such as we [sic] used racial epithets. The
complexity of this murder dealt with race.
* * * *
You decide this case on evidence. We've said that,
and there are some pretty ugly things in this case that are
embarrassing and frightening to many of you on the jury. What
happened in this case is every mother's worst nightmare, but even so,
in this case, because, no doubt, Kerrick Majors had been told that
there were a small group of people in this world who will never like
you, no matter what you do, what you become, or how you treat them.
They will only see your skin.
We note that on direct appeal, the supreme court
held that Stewart's testimony was admissible:
The testimony is clearly relevant to show
premeditation and a motive for the victim's brutal slaying. The
testimony is also relevant to contradict the defendant's statement
that Roger Brewington was the leader in the commission of the offense.
In addition, given the relevancy of the statements, we find that the
prejudicial effect did not substantially outweigh their probative
value. State v. Banks, 564 S.W.2d 947, 951 (Tenn.1978).
Accordingly, we hold that the trial court correctly admitted Shannon
Stewart's testimony about these statements.
Middlebrooks, 840 S.W.2d at 330.
Tennessee Code Annotated section 39-2-203 has been
interpreted as only permitting introduction of evidence relevant to
punishment at the sentencing phase. Evidence is relevant to
punishment only if it is relevant to a statutory aggravating
circumstance or to a mitigating circumstance raised by the defendant.
Cozzolino v. State, 584 S.W.2d 765, 767-68 (Tenn.1979); see also
State v. Adkins, 653 S.W.2d 708, 715-16 (Tenn.1983).
Regardless, at a resentencing hearing, both the
state and the defendant “are entitled to offer evidence relating to
the circumstances of the crime so that the sentencing jury will have
essential background information ‘to ensure that the jury acts from a
base of knowledge in sentencing the defendant.’ ” State v. Adkins,
725 S.W.2d 660, 663 (Tenn.1987) (quoting State v. Teague, 680 S.W.2d
785, 788 (Tenn.1984)); see also State v. Bigbee, 885 S.W.2d 797, 813
(Tenn.1994); State v. Nichols, 877 S.W.2d 722, 731 (Tenn.1994), cert.
denied, 513 U.S. 1114, 115 S.Ct. 909, 130 L.Ed.2d 791 (1995).
In State v. Teague, 897 S.W.2d 248 (Tenn.1995), the
supreme court held that “[e]vidence that is admissible as being
relevant to the issue of guilt or innocence may also be admissible at
a resentencing hearing in support of a mitigating circumstance.” Id.
at 253. The issue raised on appeal in Teague was whether the
defendant should be allowed to present proof of innocence at a
resentencing hearing. The supreme court noted that the “test for
admissibility is not whether the evidence tends to prove the defendant
did not commit the crime, but, whether it relates to the circumstances
of the crime or the aggravating or mitigating circumstances.” Id. at
252.
In the present case, Stewart's testimony at the
resentencing hearing was relevant to the nature and circumstances of
the murder, especially to show the appellant's motive and intent.
From the record, it is clear that race was an integral dynamic of the
circumstances surrounding this murder, and the jury was entitled to
have this base of knowledge in sentencing the appellant.
Moreover, Stewart's testimony was relevant to rebut
the statutory mitigating circumstances raised by the appellant.
Among others, the appellant raised these statutory mitigating
circumstances: (1) the appellant acted under extreme duress or under
the substantial domination of another person, and (2) the capacity of
the appellant to appreciate the wrongfulness of his conduct, or to
conform his conduct to the requirements of the law was substantially
impaired as a result of mental disease or defect or intoxication,
which was insufficient to establish a defense to the crime, but which
substantially affected his judgment. Tenn.Code Ann.
§ 39-2-203(j)(6), (8)(1982) (repealed). These mitigating
circumstances were raised to offer an explanation for the appellant's
participation in the murder. Therefore, although Stewart's testimony
was presented during the state's case-in-chief rather than in rebuttal,
it was still relevant to rebut the mitigating circumstances. Stewart
testified after the jury was shown the appellant's video-taped
statement to the police. In this statement, the appellant depicted
Brewington as the primary perpetrator of the offense and attributed
the racist remarks to Brewington. Clearly, Stewart's testimony was
offered to rebut these claims by the appellant in his statement to the
police.
The state was also properly allowed to address this
proof during closing arguments. It is well established that closing
argument must be temperate, must be predicated on evidence introduced
during the trial of a case, and must be pertinent to the issues being
tried. State v. Sutton, 562 S.W.2d 820, 823 (Tenn.1978). The
prosecutor may state an ultimate conclusion which would necessarily
follow if the testimony of the prosecution witnesses were believed by
the jury. State v. Brown, 836 S.W.2d 530, 552 (Tenn.1992). Moreover,
both parties must be given the opportunity to argue not only the facts
in the record but any reasonable inferences therefrom. See Russell
v. State, 532 S.W.2d 268, 271 (Tenn.1976).
Based in great measure upon the role of the
prosecutor in the criminal justice system, more restrictions are
placed on the state than the defendant. Coker v. State, 911 S.W.2d
357, 368 (Tenn.Crim.App.1995). Accordingly, “the state must refrain
from argument designed to inflame the jury and should restrict its
commentary to matters in evidence or issues at trial.” Id. Here, the
prosecutor's argument was based on proof of the appellant's racial
animosity and the reasonable inference that it played a significant
role in the appellant's participation in this murder.
Finally, even if it was error to admit Stewart's
testimony and to allow the state to address this proof during closing
argument, such error was harmless in that the proof was cumulative of
other admissible evidence. See Hartman v. State, 896 S.W.2d 94,
100-101 (Tenn.1995). The appellant made several racial comments
during his videotaped statement to the police, which was viewed by the
jury. Furthermore, Dr. Smalldon, the defense's expert witness,
admitted that the appellant used several racial epithets while being
interviewed by him. Dr. Smalldon also testified that the appellant
told him all three, “[the appellant] and Roger and Tammy, made racial
taunting remarks at the victim.”
[Section IV-Prosecutorial Misconduct-Deleted]
V. CONSTITUTIONALITY OF THE DEATH PENALTY
STATUTES
The appellant raises several challenges to the
constitutionality of Tennessee Code Annotated section 39-2-203 and
-205 (1982) (repealed 1989). As acknowledged by the appellant, our
Supreme Court has repeatedly rejected these arguments. See, e.g.,
Bigbee, 885 S.W.2d at 813-14; Brimmer, 876 S.W.2d at 87-88; Cazes,
875 S.W.2d at 268-69; State v. Hutchison, 898 S.W.2d 161, 173-74 (Tenn.1994),
cert. denied, 516 U.S. 846, 116 S.Ct. 137, 133 L.Ed.2d 84 (1995); State
v. Bane, 853 S.W.2d 483, 488-89 (Tenn.1993); State v. Smith, 857 S.W.2d
1, 21-24 (Tenn.1993); Black, 815 S.W.2d 166, 181, 185; State v.
Melson, 638 S.W.2d 342, 366-68, (Tenn.1982).
As an intermediate appellate court, it is beyond
our statutory function to overrule the holdings of our supreme court.
See Reimann v. Huddleston, 883 S.W.2d 135, 137 (Tenn.App.1993), perm.
app. denied (Tenn.1994). Thus, we decline the invitation to revisit
these issues which have previously been decided.
[Section VI. Proportionality Review-Deleted]
VII. CONCLUSION
We have carefully considered the issues raised by
the appellant as to the resentencing hearing and have determined that
none has merit. Accordingly, we affirm the appellant's sentence of
death.
CONCUR:
JOE G. RILEY, JUDGE
JOE H. WALKER, III, SPECIAL JUDGE
FOOTNOTES
1. “Whenever
the death penalty is imposed for first degree murder and when the
judgment has become final in the trial court, the defendant shall have
the right of direct appeal from the trial court to the court of
criminal appeals. The affirmance of the conviction and the sentence
of death shall be automatically reviewed by the Tennessee supreme
court. Upon the affirmance by the court of criminal appeals, the
clerk shall docket the case in the supreme court and the case shall
proceed in accordance with the Tennessee Rules of Appellate Procedure.”
Tenn.Code Ann. § 39-13-206(a)(1) (1997).
2. Justice
Drowota and former Justice O'Brien dissented as to this holding in
Middlebrooks, 840 S.W.2d at 347-50 (Drowota, J., dissenting).
3. “Prior
to the setting of oral argument, the Court shall review the record and
briefs and consider all errors assigned. The Court may enter an
order designating those issues it wishes addressed at oral argument.”
Tenn. Sup.Ct. R. 12.
4. All
three were charged with Majors' murder. Brewington was eventually
tried as an adult and convicted of first degree murder, aggravated
kidnapping, and armed robbery and sentenced to consecutive sentences
of life, 40 years, and 35 years, respectively. Because he was a
minor, he was not eligible for the death penalty. See State v.
Brewington, No. 89-232-III, 1990 WL 83406 (Tenn.Crim.App. June 20,
1990), perm. app. denied, (Tenn. Oct. 1, 1990). Tammy Middlebrooks
pled guilty to first degree murder and was sentenced to life
imprisonment.
5. The
autopsy indicated that Kerrick Majors was 4' 11” tall and weighed 112
pounds.
6. The
trial court properly instructed under this pre-1989 version of (i)(5),
which was in effect at the time of the offense. State v. Cazes, 875
S.W.2d 253 (Tenn.1994), cert. denied, 513 U.S. 1086, 115 S.Ct. 743,
130 L.Ed.2d 644 (1995). Effective in 1989, the aggravating
circumstance was amended to replace “depravity of mind” with “serious
physical abuse beyond that necessary to produce death.” Tenn.Code
Ann. § 39-13-204(i)(5) (1997 & Supp.1998).
7. Middlebrooks
also cites recent federal habeas corpus decisions addressing the
(i)(5) circumstance. See Houston v. Dutton, 50 F.3d 381 (6th
Cir.1995); Rickman v. Dutton, 854 F.Supp. 1305 (M.D.Tenn.1994); see
also Coe v. Bell, 161 F.3d 320 (6th Cir.1998). Houston and Rickman
are distinguishable from Middlebrooks in that the trial court in those
cases either failed to define the terms or provided only incomplete
definitions of the terms used in the (i)(5) circumstance. In
addition, the persuasiveness of Houston is weakened by the State's
concession that the instruction was erroneous in that case. See
Houston 50 F.3d at 387. More importantly, however, this Court is not
bound by the decisions of the federal district and circuit courts but
only by the decisions of the United States Supreme Court. E.g.,
State v. McKay, 680 S.W.2d 447, 450 (Tenn.1984). The
constitutionality of this aggravating circumstance has been challenged
in the United States Supreme Court in the past; yet that Court has
never granted review and held this circumstance unconstitutional.
While we recognize that denial of certiorari by the United States
Supreme Court is not a ruling on the merits, see, e.g., Teague v. Lane,
489 U.S. 288, 296, 109 S.Ct. 1060, 1067, 103 L.Ed.2d 334 (1989), we
nonetheless adhere to this Court's prior decisions upholding the
constitutionality of this aggravating circumstance until the United
States Supreme Court determines that this circumstance is
unconstitutional.
8. The
State argues that the issue should be treated as waived for defense
counsel's failure to object at trial or to raise the issue in the
motion for new trial. We have elected to review the issue on its
merits.
9. As a
related issue, Middlebrooks argues that the statement, “[t]he State
asks you to impose the death penalty,” was also improper. We
disagree that this statement by itself constituted a statement of the
prosecutor's personal opinion or was in any manner improper.
10. The
Court of Criminal Appeals' decision was released prior to our decision
in Bland. A remand is unnecessary, however, since the
proportionality review of the record and other cases is de novo.